The Three C’s of Discipline and Termination - Houston Law Firm |... (2024)

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October 19, 2011

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    I always preach that when employers are considering disciplining or terminating an employee, they best way to stay out of trouble is to should follow the three C’s: Consistency, Communication and Common Sense.

    Consistency

    Employers must remain consistent in the way they enforce company policies and rules of conduct. Remaining consistent in making decisions promotes credibility while inconsistency suggests bias (discrimination) against individual employees. Consistency is not only important for supervisors within a particular department, but also company-wide.

    Communication

    Before disciplining an employee, ask yourself if the rule/expectation that the employee violated was actually communicated to the employee. After all, it’s rather unfair to discipline an employee for breaking a rule if he/she didn’t know the rule was in place. Certainly, this is not true forallinstances of misconduct, but it is important for most. (Also, if an employer is going to try and dispute an unemployment claim, it is going to have to prove to the Workforce Commission that the employee knew about the rule before it was violated.)

    Common Sense

    Before disciplining or terminating an employee, the employer should step away from itself and view the entirety of the situation as objectively as possible. Does the punishment about to be imposed “fit the crime?” Certainly, factors such as seniority and culpability should factor into the decision making process.

    I remind everyone of the three C’s because of a recent case that came out of California. In the case, the ex-employee sued her employer, Nielsen Media Research, for age discrimination.1Christine Earl was hired in 1994 at the age of 47 and her employment progressed as follows:

    • August 2005: Verbal warning for leaving gifts at unoccupied households.
    • January 2006: Repeat violation.
    • February 2006: Placed in “Developmental Improvement Plan” after violating policy requiring the recruiter to keep a company map while recruiting targeted households.
    • September 2006: Performance review overall good, with need to follow policies.
    • September 2006: Ms. Earl diagnosed with “peripheral neuropathy” It is a nerve damage condition that worsens with age.
    • October 2006: Ms. Earl mistakenly wrote a household’s address, failed to verify it, causing installers to go to the wrong address.
    • January 2007: Nielsen terminated Ms. Earl for violations of company policy listed above. She was age 59.

    After the employee was fired, Nielsen hired five new employees with the same job title as the employee fired, all of whom were much younger. While the trial court originally dismissed the lawsuit, the California Court of Appeals is sending the case to a jury to decide because it found that a reasonable juror could find that the employer’s reason for termination was false because the employee was able to show that the employer applied discipline in an inconsistent manner. In one example, a much younger employee received only discipline for the same type of conduct that Ms. Earl was allegedly fired for. The Court also found that Nielsen deviated from its own policy by terminating her when the policy indicated that she should have been placed on a performance improvement plan.

    In the end, this is another fine example of an employer who did not follow the three C’s and may, ultimately, have to pay for its mistake.

    1 Earl v. Nielsen Media Research, Inc.

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    Powered by The Three C’s of Discipline and Termination - Houston Law Firm |... (4)

    The Three C’s of Discipline and Termination  - Houston Law Firm |... (2024)

    FAQs

    What are the three pillars of fair discipline? ›

    A fair discipline process is based on three pillars: rules and regulations, a system of progressive penalties, and an appeals process.

    What are the three required parts of discipline? ›

    When an employee must be disciplined, typically these steps are followed: Verbal counselling. Written warning. Suspension without pay.

    What are the three disciplinary actions? ›

    Acceptable Disciplinary Actions: Acceptable disciplinary actions are verbal warning; written reprimand; suspension; and termination.

    What is the discipline and termination policy? ›

    A Discipline and Termination Policy will provide employees and managers with information regarding their rights and responsibilities in conducting or participating in informal supervision/counselling, verbal warnings, written warnings, termination and what constitutes serious misconduct.

    What are the components and pillars of discipline? ›

    The five pillars of self-discipline are acceptance, willpower, hard work, industry, and persistence. Acceptance is the most basic challenge people face. They fail to accurately perceive and accept their current situation. It is important to identify an area where your discipline is weakest.

    What is the fair employee discipline process? ›

    A progressive approach typically involves four stages: verbal warning, written warning, suspension, and termination. However, you should also consider the circ*mstances and impact of each case, and use your discretion and judgment to determine the appropriate action.

    What are the three objectives of discipline? ›

    The goal is to protect the child from danger, help the child learn self-discipline, and develop a healthy conscience and an internal sense of responsibility and control.

    What is the core of every discipline? ›

    Ethics is at the core of every discipline.

    What are the keys of discipline? ›

    Here are some tips to show you how to build self-discipline:
    • Write out your goals. ...
    • Practice prioritizing. ...
    • Know your weaknesses. ...
    • Get others to hold you accountable. ...
    • Change your perspective. ...
    • Be mindful of your urges. ...
    • Forgive yourself and move forward. ...
    • Have a backup plan.
    Feb 24, 2022

    What is unfair disciplinary action? ›

    Unfair disciplinary actions are those that are disproportionate or unjustified given your employee's behaviour or performance. They fall outside your established, documented procedures for disciplinary action, or are inconsistent from how you've dealt with similar cases in the past.

    What are the three steps in the disciplinary procedure? ›

    How Many Stages Are in a Disciplinary Procedure?
    • Verbal warning.
    • Written warning.
    • Final written warning.
    • Dismissal.

    Is termination considered disciplinary action? ›

    Is termination a form of disciplinary action? Yes, termination is the final step of the disciplinary process and only occurs after repeated violations by the employee.

    What should a termination policy include? ›

    What to Include in a Termination Policy
    • Explanation of Different Reasons for Termination. ...
    • Guidance for Addressing Issues Prior to Termination. ...
    • Steps for Notifying the Employee. ...
    • Details on Last Day of Pay and Benefits. ...
    • Information on Severance and Other Assistance. ...
    • Process for Returning Company Property. ...
    • Exit Interview.
    4 days ago

    What are policies of termination? ›

    A termination policy is an official document that lays out the grounds and process for firing employees or otherwise terminating their employment. Most states don't require employers to have a termination policy, but it's still a good idea to develop one, no matter how many employees you have.

    Who makes the termination decision? ›

    An employee may be terminated from a job of their own free will or following a decision made by the employer. Employers who execute a termination of employment may do so for a number of reasons, including downsizing, poor job performance, or redundancies.

    What is fairness in discipline? ›

    Procedural fairness means exactly what it says, namely that that the employer has to follow a fair and proper procedure before disciplining or dismissing an employee.

    What are the 4 aspects of discipline? ›

    The four main parts of discipline are goal-setting, planning, action, and accountability. By understanding and implementing these four parts, you can develop the discipline you need to reach your goals and achieve success in various areas of your life.

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